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Legal & Compliance

Right of First Refusal (ROFR)

Last updated

Quick Answer

A contractual right allowing a company (or existing investors) to purchase shares before a shareholder sells them to an outside party.

A Right of First Refusal (ROFR) gives the holder (typically the company and/or existing investors) the right to purchase shares that a shareholder wants to sell to a third party — on the same terms the third party is offering. Process: shareholder receives an offer → notifies company → company (and investors) have X days to match the offer → if they don't, shareholder can sell to the third party. ROFRs appear in two contexts: startup charter documents (protecting against unexpected secondary share transfers) and M&A (incumbent investors can match acquisition offers). ROFRs create friction for secondary sales — potential buyers know they may spend time negotiating only to have the ROFR holder swoop in. Many secondaries require ROFR waiver as a closing condition.

Frequently Asked Questions

What is Right of First Refusal (ROFR) in venture capital?

A Right of First Refusal (ROFR) gives the holder (typically the company and/or existing investors) the right to purchase shares that a shareholder wants to sell to a third party — on the same terms the third party is offering.

Why is Right of First Refusal (ROFR) important for startups?

Understanding Right of First Refusal (ROFR) is critical for founders navigating the fundraising process. It directly impacts deal terms, valuation, and the relationship between founders and investors.

What category does Right of First Refusal (ROFR) fall under in VC?

Right of First Refusal (ROFR) falls under the legal category in venture capital. This area covers concepts related to the legal frameworks and compliance requirements in venture capital.

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