Deals · Monthly archive · SEC Form D filings through November 9, 2026
22 operating-company offerings first sold in November 2026, with $60.9 million sold between them as stated on each company's latest Form D. Where the filing gives no first sale date, the month of the first filing is used.
Filings received since July 16, 2026 are covered, so an offering first sold earlier in the year appears here only if the company filed or amended its Form D after that date. Every row links its deal page and, from there, the filing on EDGAR.
By amount sold on the latest filing. Amount sold is what the company reports having sold so far; a round that closes in tranches can show less here than its announced size.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Nov 6, 2026 | VidAngel Entertainmentequity | Midvale, UT | Other | $9.8M |
| Nov 5, 2026 | PrimePrix Capitalequity | Los Angeles, CA | Other | $9M |
| Nov 9, 2026 | Rich Rising Groupequity | Beverly Hills, CA | Other Technology | $7.5M |
| Nov 5, 2026 | Trinity AI Bostonequity | Andover, MA | Other Technology | $6M |
| Nov 6, 2026 | Galleon Goldequity | Toronto, A6 | Other | $5.9M |
| Nov 9, 2026 | Belle Meade Spiritsequity | Nashville, TN | Other | $5.9M |
| Nov 9, 2026 | Transformer TX Holdingsequity | Pearland, TX | Hospitals and Physicians | $4.1M |
| Nov 6, 2026 | Lumon Solutions Marshfieldequity | Springfield, MO | Other Technology | $4M |
| Nov 5, 2026 | Eastwallequity and options or warrants | Lakewood, CO | Other Technology | $3.9M |
| Nov 6, 2026 | Avenue One Threeequity | Minneapolis, MN | Construction | $3.2M |
| Industry group, as filed | Deals | Amount sold |
|---|---|---|
| Other Technology | 11 | $22.3M |
| Other | 6 | $30.9M |
| Hospitals and Physicians | 1 | $4.1M |
| Construction | 1 | $3.2M |
| Pharmaceuticals | 1 | $238K |
| Other Energy | 1 | $100K |
| Computers | 1 | $30K |
| State of the principal place of business | Deals | Amount sold |
|---|---|---|
| CA | 5 | $16.7M |
| TX | 3 | $4.4M |
| NY | 3 | $344K |
| MA | 2 | $6M |
| UT | 1 | $9.8M |
| Outside the US | 1 | $5.9M |
| TN | 1 | $5.9M |
| MO | 1 | $4M |
| CO | 1 | $3.9M |
| MN | 1 | $3.2M |
| DE | 1 | $420K |
| GA | 1 | $225K |
| OR | 1 | $220 |
An amendment updates its deal rather than adding a new one, so a deal sits in the month it was first sold however many times it is amended.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Nov 9, 2026 | Accelerateequity and options or warrants and Simple Agreement for Future Equity (SAFE) | Milford, MA | Other Technology | $25K |
| Nov 9, 2026 | Belle Meade Spiritsequity | Nashville, TN | Other | $5.9M |
| Nov 9, 2026 | BetterStorySimple Agreement for Future Equity (SAFE) | Wilmington, DE | Other Technology | $420K |
| Nov 9, 2026 | Hom3 Technologiesoptions or warrants and Simple Agreement for Future Equity (SAFEs) convertible into LLC membership units or into stock of a successor corporation, upon equity financing or corporate conversion | Escondido, CA | Other Technology | $10K |
| Nov 9, 2026 | Intelligent Wellness SolutionsSimple Agreement for Future Equity (SAFE) | Atlanta, GA | Other Technology | $225K |
| Nov 9, 2026 | NBO Pharmaequity and options or warrants | Bedford, NY | Pharmaceuticals | $238K |
| Nov 9, 2026 | Outlast PowerSimple Agreement for Future Equity (SAFE) | Dover, NY | Other Energy | $100K |
| Nov 9, 2026 | PIG Strongequity | Liberty Hill, TX | Other | $24K |
| Nov 9, 2026 | Rich Rising Groupequity | Beverly Hills, CA | Other Technology | $7.5M |
| Nov 9, 2026 | Transformer TX Holdingsequity | Pearland, TX | Hospitals and Physicians | $4.1M |
| Nov 6, 2026 | Avenue One Threeequity | Minneapolis, MN | Construction | $3.2M |
| Nov 6, 2026 | Galleon Goldequity | Toronto, A6 | Other | $5.9M |
| Nov 6, 2026 | Good Part Hairequity | Austin, TX | Other | $250K |
| Nov 6, 2026 | Live Play Mobileequity and options or warrants | Walnut Creek, CA | Other Technology | $150K |
| Nov 6, 2026 | Lumon Solutions Marshfieldequity | Springfield, MO | Other Technology | $4M |
| Nov 6, 2026 | Vectormaxequity | Lindenhurst, NY | Other Technology | $6K |
| Nov 6, 2026 | VidAngel Entertainmentequity | Midvale, UT | Other | $9.8M |
| Nov 5, 2026 | Eastwallequity and options or warrants | Lakewood, CO | Other Technology | $3.9M |
| Nov 5, 2026 | PrimePrix Capitalequity | Los Angeles, CA | Other | $9M |
| Nov 5, 2026 | Trinity AI Bostonequity | Andover, MA | Other Technology | $6M |
| Nov 4, 2026 | Rising Tide Labsequity | Portland, OR | Other Technology | $220 |
| Nov 3, 2026 | Yipiooptions or warrants | Alamo, CA | Computers | $30K |