Deals · SEC Form D filings through November 12, 2026
2,948 private financings by operating companies, each read from the company's own Form D filed with the SEC. A Form D is due within 15 days of the first sale and states the amount sold, the securities, the exemption claimed and the officers and directors.
Every deal page links its filing on EDGAR. Where no press or company announcement has been matched, the page says so: the filing is then the only source, and the page shows only what the filing states.
Written by Michael Kaufman · Reviewed against our editorial standards · Updated
91 new offerings with $1M or more sold whose original Form D was filed between Nov 5, 2026 and Nov 12, 2026, newest filing first. The 25 newest are shown; the rest are in the full list below.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Nov 12, 2026 | Aerial Illuminationsequity and options or warrants | Groveland, FL | Other | $1.1M |
| Nov 12, 2026 | Bentkey Venturesequity | Nashville, TN | Other | $15M |
| Nov 12, 2026 | BHAV Acquisition Corp IIequity and options or warrants | Piscataway, NJ | Other | $2.3M |
| Nov 12, 2026 | Databentoequity | Salt Lake City, UT | Other Technology | $100.4M |
The 5 largest of the 36 offerings first sold in November 2026, by amount sold on the latest filing. Every deal of the month is in the November 2026 archive.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Nov 12, 2026 | Sierra International Networkequity | Irvine, CA | Other Technology | $300M |
| Nov 10, 2026 | AFC Acquisitionsequity | Foster City, CA | Other | $55.9M |
| Nov 12, 2026 | Gamehaus Holdingsequity | Shanghai, F4 | Other Technology | $19.6M |
| Nov 12, 2026 | Legenceequity | San Jose, CA | Other Energy |
By amount sold as stated on the latest filing, Oct 13, 2026 to Nov 12, 2026. Amount sold is what the company reports having sold so far; a round that closes in tranches can show less here than its announced size.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Oct 22, 2026 | Resurge TopCoequity | New York, NY | Other Energy | $2.45B |
| Oct 19, 2026 | Project Evergreen TopCoequity | New York, NY | Business Services | $2.36B |
| Oct 16, 2026 | Ramp Businessequity | New York, NY | Other Technology | $1.58B |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $1.03B |
Each month lists every offering first sold in it (or first filed, where the filing gives no sale date), with totals and breakdowns by industry group and state.
Offerings first sold on or after January 1, 2026, from filings received since July 16, 2026. An amendment updates its deal rather than adding a new one.
| Filed | Company | Location | Industry group | Amount sold |
|---|---|---|---|---|
| Nov 12, 2026 | 58eosequity | Chicago, IL | Restaurants | $400K |
| Nov 12, 2026 | Aerial Illuminationsequity and options or warrants | Groveland, FL | Other | $1.1M |
| Nov 12, 2026 | Aloha Hospitality Groupequity | Lawndale, CA | Restaurants | $200K |
| Nov 12, 2026 | Aslan Housing Foundationdebt and PROPERTY-SPECIFIC NOTE IN 2ND POSITION | Redwood City, CA | Other | $830K |
| Industry group, as filed | Deals | Median sold |
|---|---|---|
| Other Technology | 1,127 | $1M |
| Other | 792 | $875K |
| Other Health Care | 219 | $1M |
| Biotechnology | 208 | $2.3M |
| Manufacturing | 107 | $1M |
| Other Energy | 92 | $6M |
| Other Banking and Financial Services | 79 | $2M |
| Business Services | 64 | $575K |
| Computers | 60 | $118K |
| Retailing | 49 | $367K |
Source. SEC Form D and Form D/A filings, parsed from each filing's XML by code. The warehouse has held operating-company filings since July 16, 2026; the latest filing in this build is dated November 12, 2026.
Who is counted. Companies raising money for themselves. Pooled investment funds, real estate and oil-and-gas syndications, insurance carriers, banks, trusts, SPV series and other investment vehicles are left out by industry group and by name. Fund filings are in the monthly New VC Funds report.
Amount sold. What the company reports having sold under the offering as of the filing date. A later amendment replaces it. It is not the announced round size, and it is never divided among investors.
Total offering. The most the company may sell under the offering, or Indefinite. It is an authorization, not money raised, and is never shown as a raise.
Filing only. A deal with no press or company announcement matched to it is published under a filing-only label. The filing is a primary source filed by the company itself, so the financing is real; round names, valuations and investors are left out because the filing does not state them.
Indexing. Deal pages for offerings that sold $3M or more are submitted to search engines; smaller ones are published for readers and kept out of the index.
Something wrong? Corrections are logged on the corrections page.
New VC funds, from the SEC
Know which VC funds filed with the SEC this month, before anyone announces them
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| Nov 12, 2026 | Electra Vehiclesdebt and options or warrants | Boston, MA | Other Technology | $3.5M |
| Nov 12, 2026 | Ember Elite Hospitalityequity | Newark, DE | Lodging and Conventions | $2.8M |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $350M |
| Nov 12, 2026 | fal - Features & Labelsequity and options or warrants | San Francisco, CA | Other Technology | $10.8M |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $1.03B |
| Nov 12, 2026 | Gamehaus Holdingsequity | Shanghai, F4 | Other Technology | $19.6M |
| Nov 12, 2026 | GR Holdingsequity | Clinton, MS | Other | $3M |
| Nov 12, 2026 | Hydrofarm Holdings Groupequity and options or warrants and consists of unregistered shares of common stock, pre-funded warrants to purchase common stock and common stock purchase warrants to purchase common stock. | Shoemakersville, PA | Manufacturing | $6.9M |
| Nov 12, 2026 | Legenceequity | San Jose, CA | Other Energy | $10M |
| Nov 12, 2026 | Loti Holdingsequity | Alameda, CA | Other | $3.4M |
| Nov 12, 2026 | Lykos IndustriesSimple Agreements for Future Equity | Atlanta, GA | Manufacturing | $1.9M |
| Nov 12, 2026 | New ERA Energy & Digitalequity | Midland, TX | Other | $64M |
| Nov 12, 2026 | NV Goldequity and options or warrants | Vancouver, A1 | Other | $1.9M |
| Nov 12, 2026 | Orcosaequity | Ewing, NJ | Biotechnology | $6M |
| Nov 12, 2026 | Palomma Holdingsequity | Medellin, F8 | Other Technology | $14M |
| Nov 12, 2026 | Roncelli Plasticsequity | Monrovia, CA | Manufacturing | $2M |
| Nov 12, 2026 | Sierra International Networkequity | Irvine, CA | Other Technology | $300M |
| Nov 12, 2026 | Top Shipsequity and debt and options or warrants | Paiania, ATHENS | Other | $5M |
| Nov 12, 2026 | Trybe TechSimple Agreement for Future Equity | New York, NY | Other | $5.6M |
| Nov 10, 2026 | Abvc Biopharmadebt | Fremont, CA | Biotechnology | $3.4M |
| Nov 10, 2026 | AFC Acquisitionsequity | Foster City, CA | Other | $55.9M |
| $10M |
| Nov 6, 2026 | VidAngel Entertainmentequity | Midvale, UT | Other | $9.8M |
| Oct 20, 2026 | Modal Labsequity | New York, NY | Other Technology | $601.9M |
| Oct 29, 2026 | Angle Healthequity | San Francisco, CA | Other | $591.5M |
| Nov 2, 2026 | MoFlo Acquisitionsequity | Foster City, CA | Other | $587.5M |
| Oct 30, 2026 | Faraday Copperequity | Vancouver, A1 | Other | $444.8M |
| Nov 5, 2026 | Vuelta Holdingsequity | Kannapolis, NC | Other | $443M |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $350M |
| Oct 20, 2026 | Formfactorequity | Livermore, CA | Other Technology | $300M |
| Nov 12, 2026 | Sierra International Networkequity | Irvine, CA | Other Technology | $300M |
| Oct 15, 2026 | Armadinequity | Menlo Park, CA | Other Technology | $265M |
| Nov 9, 2026 | Zai Labequity | Cambridge, MA | Biotechnology | $249.9M |
| Oct 23, 2026 | Xona Space Systemsequity | Burlingame, CA | Other | $239M |
| Nov 12, 2026 | Bentkey Venturesequity | Nashville, TN | Other | $15M |
| Nov 12, 2026 | BHAV Acquisition Corp IIequity and options or warrants | Piscataway, NJ | Other | $2.3M |
| Nov 12, 2026 | Blue Sky Roboticsoptions or warrants | Chapel Hill, NC | Other Technology | $888K |
| Nov 12, 2026 | Butter Buys Sports Groupequity | Fort Worth, TX | Other Technology | $5K |
| Nov 12, 2026 | C3 Artsequity | Drexel Hill, PA | Other | $180K |
| Nov 12, 2026 | Care Nimbleoptions or warrants | Dover, DE | Other Health Care | $275K |
| Nov 12, 2026 | Chronicle Biooptions or warrants | Menlo Park, CA | Other Technology | $250K |
| Nov 12, 2026 | Copado Holdingsequity | Chicago, IL | Other | $449K |
| Nov 12, 2026 | Databentoequity | Salt Lake City, UT | Other Technology | $100.4M |
| Nov 12, 2026 | Duke & Daisyoptions or warrants | Foster City, CA | Other | $150K |
| Nov 12, 2026 | Electra Vehiclesdebt and options or warrants | Boston, MA | Other Technology | $3.5M |
| Nov 12, 2026 | Ember Elite Hospitalityequity | Newark, DE | Lodging and Conventions | $2.8M |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $350M |
| Nov 12, 2026 | fal - Features & Labelsequity and options or warrants | San Francisco, CA | Other Technology | $10.8M |
| Nov 12, 2026 | fal - Features & Labelsequity | San Francisco, CA | Other Technology | $1.03B |
| Nov 12, 2026 | Gamehaus Holdingsequity | Shanghai, F4 | Other Technology | $19.6M |
| Nov 12, 2026 | Gene Filmequity | Leander, TX | Other | $25K |
| Nov 12, 2026 | GR Holdingsequity | Clinton, MS | Other | $3M |
| Nov 12, 2026 | Hydrofarm Holdings Groupequity and options or warrants and consists of unregistered shares of common stock, pre-funded warrants to purchase common stock and common stock purchase warrants to purchase common stock. | Shoemakersville, PA | Manufacturing | $6.9M |
| Nov 12, 2026 | Laurenzo's ManagementPromissory Note | Houston, TX | Restaurants | $330K |
| Nov 12, 2026 | Legenceequity | San Jose, CA | Other Energy | $10M |
| Nov 12, 2026 | LEGIO Primeoptions or warrants | Burr Ridge, IL | Other | $150K |
| Nov 12, 2026 | Lithe Medicalequity | Boston, MA | Other Health Care | $100K |
| Nov 12, 2026 | Loti Holdingsequity | Alameda, CA | Other | $3.4M |
| Nov 12, 2026 | Lykos IndustriesSimple Agreements for Future Equity | Atlanta, GA | Manufacturing | $1.9M |
| Nov 12, 2026 | Maverick McKenna Racingequity | St George, UT | Other | $100K |
| Nov 12, 2026 | Mercury Biooptions or warrants | Santa Fe, NM | Biotechnology | $13K |
| Nov 12, 2026 | New ERA Energy & Digitalequity | Midland, TX | Other | $64M |
| Nov 12, 2026 | NicheX Marketingequity | Columbia City, IN | Other | $250K |
| Nov 12, 2026 | NV Goldequity and options or warrants | Vancouver, A1 | Other | $1.9M |
| Nov 12, 2026 | Operating Room Innovationsequity | Dennis, MA | Other Health Care | $770K |
| Nov 12, 2026 | Orcosaequity | Ewing, NJ | Biotechnology | $6M |
| Nov 12, 2026 | Palomma Holdingsequity | Medellin, F8 | Other Technology | $14M |
| Nov 12, 2026 | Peace Coffeedebt | Minneapolis, MN | Retailing | $200K |
| Nov 12, 2026 | Redwagon SystemsSafe Agreement for Future Equity (SAFE) | San Francisco, CA | Other Technology | $2.4M |
| Nov 12, 2026 | Remember Appequity | Farmington, UT | Other Technology | $750K |
| Nov 12, 2026 | Roncelli Plasticsequity | Monrovia, CA | Manufacturing | $2M |
| Nov 12, 2026 | Sierra International Networkequity | Irvine, CA | Other Technology | $300M |
| Nov 12, 2026 | Skin Union GroupSale of Simple Agreements for Future Equity ("SAFE" Instruments) | West Cornwall, CT | Other | $425K |
| Nov 12, 2026 | SlidemeAPPSimple Agreement for Future Equity( SAFE) | Wilmington, DE | Other Technology | $116K |
| Nov 12, 2026 | Smart Response Technologiesequity | Manassas, VA | Other Technology | $519K |
| Nov 12, 2026 | Stormy SeasonSimple Agreement for Future Equity (SAFE) | Mclean, VA | Retailing | $50K |
| Nov 12, 2026 | Sustainable Compositesdebt and options or warrants | Lancaster, PA | Manufacturing | $300K |
| Nov 12, 2026 | Tiger Diagnostics Laboratoryequity | Piedmont, SC | Other Health Care | $100K |
| Nov 12, 2026 | Top Shipsequity and debt and options or warrants | Paiania, ATHENS | Other | $5M |
| Nov 12, 2026 | TrackSyncoptions or warrants | Vaiden, MS | Other Technology | $15K |
| Restaurants | 39 | $500K |
| Pharmaceuticals | 35 | $800K |
| Construction | 18 | $1M |
| Telecommunications | 15 | $1.4M |
| Agriculture | 12 | $3.2M |
| Lodging and Conventions | 11 | $1.1M |
| Energy Conservation | 6 | $4.9M |
| Environmental Services | 4 | $326K |
| Hospitals and Physicians | 4 | $1.7M |
| Other Travel | 4 | $1.2M |
| Health Insurance | 2 | $3.3M |
| Electric Utilities | 1 | $12.3M |
The industry group is the issuer's own choice on the filing; many startups file as Other or Other Technology.
An industry, location or stage gets a filter here, and later a page of its own, only when its data clears four bars: at least 10 deals, at least 5 investors linked to them, at least 12 months of coverage and at least one deal in the last 90 days. Below that a topic page would be a thin list, so it is not built.
Form D lists a company's officers and directors, not its investors, so an investor is linked only where a director on the filing has a profile in our directory and the directory confirms the investment (7 deals so far). Stage comes from a press or company announcement, which a filing-only deal does not have.