SEC Form DFiling only, no announcement found
Neighborhood Finance, based in Des Moines, IA, reported $14,200,000 sold in a private offering of debt and Loan Participation Interests, with the first sale on October 16, 2026, in a Form D filed with the SEC on October 28, 2026. The filing says 8 investors have already invested.
Legal name on the filing: NEIGHBORHOOD FINANCE Corp.
| Amount sold | $14,200,000Basis: Form D total amount sold, as of the filing of October 28, 2026. Not the announced round size. |
|---|---|
| Total offering | $14,200,000The most the company may sell under this offering. Not money raised. |
| Remaining to be sold | $0 |
| Securities offered | Debt; Other (Loan Participation Interests) |
| Exemption claimed | Rule 506(b) |
| Date of first sale | October 16, 2026 |
| Investors already invested | 8 |
| Non-accredited investors | None |
| Minimum investment accepted | $500,000 |
| Part of a merger or acquisition | No |
| Industry group | Other |
| Principal place of business | Des Moines, IA |
| Jurisdiction of incorporation | IOWA |
| Entity type | Corporation |
| Year of incorporation | over five years ago |
| Revenue range | Decline to Disclose |
| SEC CIK | 874312 |
Round name, valuation, lead investor and participants are not on a Form D, so they are not shown. They appear here only when a press or company announcement is matched to this deal.
| Name, as filed | Relationship | VC Beast profile |
|---|---|---|
| Chris Johansen | DirectorDirector #1 City of Des Moines Representative | None linked |
| Linda Westergaard | Executive Officer, DirectorDirector #2 City of Des Moines Representative and President | None linked |
| Dave Williamson | DirectorDirector #3 Polk County Representative | None linked |
| Eric Kool | DirectorDirector #4 Polk County Representative | None linked |
| Scott Overland | DirectorDirector #5 City of Cedar Rapids Representative | None linked |
| Will Thomson | DirectorDirector #6 Financial Institution Representative Polk County | None linked |
| Tom Rude | DirectorDirector #7 Financial Institution Representative Polk County | None linked |
| Cole McClelland | Executive Officer, DirectorDirector #8 Financial Institution Representative Polk County and Secretary | None linked |
| Travis Simpson | DirectorDirector #9 Financial Institution Representative Polk County | None linked |
| Josh Moore | DirectorDirector #10 Financial Institution Representative Polk or Linn County | None linked |
| Marsha Kephart | DirectorDirector #11 Financial Institution Representative Polk or Linn County | None linked |
| Almardi Abdalla | DirectorDirector #12 Nonprofit Neighborhood Representative Polk County | None linked |
| Sara Buck | DirectorDirector #13 Nonprofit Neighborhood Representative Linn County | None linked |
| Margaret Wright | Executive Officer, DirectorDirector #14 Neighborhood Representative Polk County and Vice President | None linked |
| Kay Wright | DirectorDirector #15 Neighborhood Representative Polk County | None linked |
| Lindsey Azizeh | DirectorDirector #17 DSM NOAC or CR AHC Neighborhood Representative | None linked |
| Stephanie Murphy | Executive OfficerExecutive Director | None linked |
| Mark Alberico | Executive OfficerVP Finance & Administration and Treasurer | None linked |
Form D lists the company's executive officers, directors and promoters. A director is often an investor's board representative, but the filing does not say who invested.
| Filed | Form | Amount sold | Total offering |
|---|---|---|---|
| Oct 28, 2026 | D (original) | $14,200,000 | $14,200,000 |
The latest filing states the current amount sold; an amendment replaces the figure before it.
From the issuer's EDGAR filing history. Amounts are shown for filings in our warehouse, which holds operating-company filings from July 16, 2026.
Filing only, no announcement found. The only source for this deal is the company's own SEC filing, made under penalty of law. When a press or company announcement is matched to it, it is cited here with the round name it gives.
Amount sold is the filing's total amount sold; total offering is its authorized maximum. This page was built from filings received through October 28, 2026. Report an error on the corrections page.
Cite this deal
VC Beast, "Neighborhood Finance: SEC Form D deal record", https://vcbeast.com/deals/neighborhood-finance-form-d-2026-10-16. Source: SEC EDGAR, accession 0000874312-26-000003.