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Deal Terms

Exclusivity Period

Last updated

Quick Answer

A negotiated window, typically 30-60 days, during which a startup agrees not to solicit or engage with other potential investors while the lead investor completes due diligence.

An Exclusivity Period (also called a no-shop period) is a contractual commitment by a startup to negotiate exclusively with one investor for a defined period, typically 30-60 days, during which the company agrees not to solicit, entertain, or negotiate with other potential investors. Exclusivity is usually requested by the lead investor after signing a term sheet, giving them time to complete due diligence and finalize legal documents without the risk of being outbid. From the investor's perspective, exclusivity protects their significant time and expense investment in due diligence. From the founder's perspective, exclusivity limits negotiating leverage and creates risk if the deal falls through at the end of the period. Key negotiating points include the length of the exclusivity period (shorter is better for founders), carve-outs for existing conversations, break-up fees if the investor walks away, and automatic termination triggers if the investor misses diligence milestones.

In Practice

After signing a term sheet for a $20 million Series B, the lead investor requests 45 days of exclusivity to complete due diligence. The founder negotiates the period down to 30 days with a provision that exclusivity automatically terminates if the investor has not completed technical and legal due diligence by day 25. During the exclusivity period, another VC reaches out with interest, but the founder cannot engage until the period expires or the deal closes.

Why It Matters

Exclusivity periods protect investors' diligence investment but can leave founders vulnerable if the deal collapses. Founders should negotiate the shortest reasonable exclusivity period, include milestone-based termination triggers, and ensure they have a strong backup plan if the lead investor walks away at the end of the period.

Frequently Asked Questions

What is Exclusivity Period in venture capital?

An Exclusivity Period (also called a no-shop period) is a contractual commitment by a startup to negotiate exclusively with one investor for a defined period, typically 30-60 days, during which the company agrees not to solicit, entertain, or negotiate with other potential investors.

Why is Exclusivity Period important for startups?

Understanding Exclusivity Period is critical for founders navigating the fundraising process. It directly impacts deal terms, valuation, and the relationship between founders and investors.

What category does Exclusivity Period fall under in VC?

Exclusivity Period falls under the deal-terms category in venture capital. This area covers concepts related to the financial and legal terms that define investment agreements.

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